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证券经纪公司包含很多部门诸如零售部，机构投资部，业务部，研究分析部，投资银行部和法规遵循部。 A brokerage is composed of many different departments. These departments include but are not limited to: retail, institutional, trading, research and analysis, investment banking, and compliance. | ||
纽约储备银行证券部根据联邦公开市场委员会指示规范货币供应的活动。 Activities by which the Securities Department of the federal Reserve Bank of New York -carries out instructions of the federal open market committee designed to regulate the money supply. | ||
如果大家同意的话，我提议一个部门接一个部门作报告，先从证券部开始。 With your a GREement, I propose to take each in turn starting with the Securities Department. | ||
根据里昂信贷银行亚洲证券部最近发表的一项报告，所有这些项目将耗资近二百亿美元。 Such an effort will cost $20 billion, according to a recent report by Credit Lyonnais Securities Asia. | ||
第一百五十一条证券登记结算机构应当向证券发行人提供证券持有人名册及其有关资料。 Article 151. Securities registration and settlement organizations shall supply the list of securities owners and other relevant information to the securities issuers. | ||
第一百六十条证券登记结算机构应当向证券发行人提供证券持有人名册及其有关资料。 Article 160 a securities registrar and clearance institution shall furnish the issuers of securities with the register of securities holders and related materials. | ||
专业证券经纪商及专业证券自营商加附银行存款明细表一份。 On a monthly basis, specialized securities broker firms and securities dealer firms shall also prepare one copy of the bank deposit statement. | ||
第十章证券监督管理机构。 Chapter X. The Securities Regulatory body. | ||
证券登记结算机构不得将客户的证券用于质押或者出借给他人。 Securities registration and settlement organizations shall not mortgage their clients' securities or lend them to others. | ||
东吴证券有限责任公司前身为苏州证券，组建于1992年，历经两次增资扩股。 Soochow Securities Co., Ltd., the predecessor to the Securities Suzhou, was established in 1992, after two Kuogu capital. | ||